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3 L 3 Cross-Sector Seminar on MiFID

01/25/2010 FSA
This document contains all the presentations which were made during the 3L3 seminar on January 25 & 26 2010 in London on subjects such as :

- Conflict of interest
- Inducement under MiFID
- Best execution
- Informing Clients throughout MiFID
- The Client Assets Regime
- Transaction Reporting
- Investment advice
- Suitability & Appropriateness
- Complex and non-complex financial instruments
- Packaged Retail Investment Products (PRIPs)
- The passport under MiFID
- The supervision of branches